Legal Information

Legal Information

This information has been issued by T. Bailey Asset Management Limited (“T. Bailey”) which is authorised and regulated in the United Kingdom by the Financial Conduct Authority and is a member of the Investment Association (IA).

The following information explains certain legal and regulatory restrictions in relation to the information contained in this website and the countries in which the T. Bailey products are authorised.

Important information regarding the use of this website

Please read the information on this page as it contains the legal and regulatory restrictions which apply to any investment in our products or services. If you continue to browse and use this website you are agreeing to comply with and be bound by the following terms and conditions of use, which together with our Privacy Policy govern T. Bailey’s relationship with you in relation to this website.

This website and these terms and conditions are issued by:

T. Bailey Asset Management Limited
64 St. James’s Street, Nottingham,
 NG1 6FJ
Registered in England and Wales, No: 3720372
FCA registration number: 190291
T. Bailey is authorised and regulated by the Financial Conduct Authority.

Intended audience and use of website content

T. Bailey do not provide advice to private individuals.

The information contained on this website is intended to provide information about our products and services and is not intended as investment advice. Nothing contained on this website constitutes investment advice and it is important that you do not rely upon its content to make investment decisions without seeking independent advice.

This site is targeted at and intended for the use of UK residents only. No offer or invitation is made to any other persons. In particular, no offer or invitation is made to any US persons (being resident in the United States of America or partnerships or corporations organised under the laws of the United States of America or any state, territory or possession thereof), who are excluded from the services or products offered in this site.

Please contact T. Bailey to check the jurisdictions in which the investment products associated with T. Bailey are currently authorised.

Whilst T. Bailey uses all reasonable efforts to ensure that the information on this website is accurate and up to date, neither we nor any third parties provide any warranty or guarantee as to the accuracy, timeliness, performance, completeness or suitability of the information and materials found or offered on this website for any particular purpose. T. Bailey accepts no liability for any damage or loss of profit whether direct, indirect or consequential in respect of the use of this website or its content. However, we do not exclude or restrict any liability that we may have under the Financial Conduct Authority rules and principles and any other applicable law or regulations in England and Wales.

The content of the pages of this website is for your general information and use only. The information contained in this website may be changed by T. Bailey at any time without notice.

Your use of any information or materials on this website is entirely at your own risk, for which we shall not be liable. It shall be your own responsibility to ensure that any products, services or information available through this website meet your specific requirements.

From time to time this website may also include links to other websites. These links are provided for your convenience to provide further information. They do not signify that we endorse the website(s). We have no responsibility for the content of the linked website(s). You may not create a link to this website from another website or document without T. Bailey’s prior written consent.
 Unauthorised use of this website may give rise to a claim for damages and/or be a criminal offence.

T. Bailey Products

T. Bailey products are exposed to global financial markets and are subject to market fluctuations and other risks inherent in such investments. Investments in overseas equities may be affected by changes in exchange rates, which could cause the value of an investment to increase or diminish. T. Bailey may enter into derivative transactions for efficient portfolio management purposes (including hedging).

The value of your investment and the income derived from it can go down as well as up and you may not get back the money you have invested. The total return or loss on equities may fluctuate significantly from year to year, you should therefore regard your investment as medium-to-long term.

Past performance is not a reliable indicator of future results.

The investment methodology and risk controls described in this website stand as guidelines and not rules. Occasional deviations from these parameters may occur.

Full details of the T. Bailey Funds, including charges and risk warnings, are published in the T. Bailey Funds’ Prospectus, available on request. Investors should read the relevant Key Investor Information document and Supplementary Information document prior to investing.

In relation to model portfolio products, the portfolio constituents and performance will vary due to the timing of investments and differences between platforms, hence results presented are indicative. Platform, transaction and adviser fees will also cause an individual investor’s return to vary from the model returns. At times, it is possible equity investments may not be readily realisable, and investors may experience difficulty in selling the investments.

Details of the T. Bailey model portfolios are included in the relevant product factsheets. Investors should read the factsheet and the important information/risk warnings section contained therein prior to investing.

Information, not advice

T. Bailey does not give investment advice based on individual circumstances. If you have any doubt whether any of the T. Bailey products are suitable for you and you wish to obtain personal advice, please contact an independent financial adviser. The information contained on this website is intended to provide information about our products and services and is not intended as investment advice.

Complaints

T. Bailey is committed to ensuring that all complaints received are handled fairly, consistently and promptly. The Financial Conduct Authority defines a complaint as any oral or written expression of dissatisfaction, whether justified or not, from or on behalf of a person about the provision of, or failure to provide, a financial service or redress determination. A complaint must be received from an eligible complainant – or from an authorised person on behalf of an eligible complainant – and must involve an allegation that the complainant has suffered (or may suffer) financial loss, material inconvenience or material distress.

We will endeavour to resolve a complaint at the earliest possible stage.  However, if you are not satisfied with our response to you, or if eight weeks have passed since you first let us know about your concerns and we have not replied to you, you can refer you complaint to the Financial Ombudsman Service for review. The Financial Ombudsman Service is a free and easy-to-use service which settles unresolved complaints between consumers and businesses that provide financial services.  It resolves disputes fairly and impartially and, should you need to refer a complaint to the Financial Ombudsman Service, T. Bailey will cooperate fully with its review of the case. It is important to remember that the Financial Ombudsman Service will only consider complaints referred to it after we have had the opportunity to investigate the matter so please contact us first and will do all we can to help you. You can contact the Financial Ombudsman Service by email:

complaint.info@financial-ombudsman.org.uk

If you wish to complain about any aspect of the service you have received, or any aspect of this site, please contact us at:

Compliance Officer
T. Bailey Asset Management Ltd
1st Floor
Toll Bar House
Melton Road
Edwalton
Nottingham
NG12 4DG

contact@tbaileyam.co.uk

Anti-Money Laundering Requirements

We are obliged under the Money Laundering Regulations to obtain independent documentary evidence of identity. Details of the procedures for the identification of investors are contained in the relevant application form. If you have any questions about the information required please consult your independent financial adviser.

E-mail

Messages that you send to us by e-mail may not be secure. We recommend that you do not send any confidential information to us by e-mail. If you choose to send any confidential information to us via e-mail you do so at your own risk with the knowledge that a third party could intercept this information. You will be responsible for ensuring that any electronic message or information you send to us is free from any virus or defect that may harm our systems in any way.

Legal Information / Notice

This website contains material which is owned by or licensed to us. This material includes, but is not limited to, the design, layout, look, appearance and graphics. Reproduction is prohibited other than with the prior written permission of T. Bailey.  All trademarks reproduced in this website, which are not the property of, or licensed to the operator, are acknowledged on the website.

Your use of this website and any dispute arising out of such use of the website is subject to the laws of England and Wales.

Telephone calls may be recorded for monitoring and training purposes.

Each time you use the site, a condition of use is that you comply with the above terms.